Implementing CIP
CIP Compliance Training
Debra Wetzel
Trainer's Guide
Participant's Guide
Handling Customer Objections
Choosing Software
World Compliance
Account Closing Agreement
Mary Beth Guard
PDF format Word .doc format
CIP Q & A
David Dickinson
4 dozen CIP Q&A
Training Scenarios
Mary Beth Guard
PDF format Word .doc format
CIP Threads Compilations
Compliance
Lending
Operations
Security
Marketing
eBanking/Tech
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Identifying Customers
Documenting Customer ID Verification
Jay Rodgers Added 2/11/04
CIP Checklist for Documenting ID Verification
PDF format
CIP Checklist for Documenting ID Verification
Word .doc format
Application and Worksheets, Documentary and Non-Documentary
Lori Moore
Added 2/10/04
Deposit Account Application and Worksheet for new relationships
Word .doc format
Non-Documentary Verification Worksheet
Word .doc format
Customer Examples Cheat Sheet
Karen Koehn
This simple, elegant two-page cheat sheet will help your frontline folks keep it all straight.
PDF format,
Word .doc format
Corporation Due Diligence Checklist
Bonnie Mizrahi and Liz Slim
This sample form allows you to monitor the documentation of deposit accounts, safe deposit box rentals, and loan products.
PDF format,
Word .doc format
Customer Documentation Worksheet
Tom Fridrich
This sample checklist can be used to monitor CIP documentation for individuals, joint ventures, partnerships, corporations, and many other types of entities.
PDF format,
Word .doc format
Customer Identification Matrix - by Type of Customer & Account
Bonnie Mizrahi and Liz Slim
Sample of a guide that reflects one institution's requirements for CIP on various types of customers and accounts. Use it to spark ideas to create one that reflects your own internal requirements, as well as the type of documentation available for various entities in your state.
Customer Identification Matrix - PDF Format
Alien Identification Procedures
Leslie Callaway
PDF format,
Word .doc format
ID Workflow Chart - Individual
John Irving
PDF format Word .doc format
ID Workflow Chart - Business
John Irving
PDF format
Word .doc format
Account Opening Worksheet
BOL User
PDF format Word .doc format
Who The Customer is
Threads Users
PDF format Word .doc format
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CIP Notices
Sample Signs from BOL
Bankers Online
Sign 1 - B&W - Full Page
Sign 1 - Color - Full Page
Sign 1 - B&W - Half Page
Sign 1 - Color - Half Page
Sign 2 - B&W - Full Page
Sign 2 - Color - Full Page
Sign 2 - B&W - Half Page
Sign 2 - Color - Half Page
(Hi-res, customizable versions, with stands, are available for sale in the BOL Banker Store)
Lori's Lobby Notice Sample
Lori Moore
Word .doc format
Tina's Lobby Notice Sample
Tina Sweet-Williams
PDF format Word .doc format
Karen's Lobby Notice Sample
Karen Stephenson
PDF format Word .doc format
Writing Your CIP
Required elements of CIP
Ken Golliher & Mary Beth Guard
PDF format,
.Doc format
Acceptable Documentation for Individuals
Ken Golliher
PDF format,
Word .doc format
CIP Questionnaire for Departments
Sandy Spring Bank
PDF format,
Word .doc format
Risk Matrix
Sandy Spring Bank
PDF format,
Word .doc format
CIP Samples
Sample One
Tina Sweet-Williams
PDF format,
Word .doc format
Sample Two
Elena Little
PDF format,
Word .doc format
For more tools relating to BSA, AML, and the USA PATRIOT Act, go to our AML/PATRIOT Act Tools page.
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