Regulation O/Loans to Officers/Directors and Insider Activity Po

Table of Contents

Purpose and Contents - Topic 1
Policy Statement – Topic 2
Definitions – Topic 3
Regulation O and Related Laws and Regulations – Topic 4
Board of Directors and Senior Management Responsibilities – Topic 5
Risk Management – Topic 6
Duty of Care and Duty of Loyalty – Topic 7
Compensation and Benefits Paid to Insiders – Topic 8
Extension of Credit – Topic 9
General Prohibitions – Topic 10
Additional Restrictions on Loans to Executive Officers – Topic 11
Unauthorized Extension of Credit – Topic 12
Public Disclosure – Topic 13
Reporting Requirement for Credit Secured by Bank Stock – Topic 14
Civil Penalties – Topic 15
Audit Policy – Topic 16
Staff Training – Topic 17
Retention of Documentation – Topic 18

Recent updates to this product:
10/03/11 Update
07/26/10 Update

This policy template (approximately 33 pages in Arial Font Size 9 text) is available to purchase from BankersOnline.com in Microsoft® Word format for a flat fee of $275.00, and you can receive your order via e-mail attachment or on CD-ROM for large volume orders.

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