ACH: Performing Both a Self-Test and Compliance Audit


Presented by:
Patricia Cashman

All financial institutions participate in the ACH network. All financial institutions participate in the ACH network. That means you are required to complete an annual audit of compliance with the ACH Rules. So, where do you start? This session will assist you in:

  • Understanding the "Examination and Audit Guidelines"
  • Comprehending each audit step
  • Developing or adapting workpapers that adequately document the audit work performed and support the audit reports
  • Identifying common violations

    Who should attend? This session is designed for:
  • ACH operations
  • Audit Staff

    About the speaker:
    Patricia Cashman, CRCM, owner of Cashman Compliance Solutions, began her banking career in 1969. She has been the senior operations officer for three Dallas-Ft. Worth area community banks, an assistant examiner for the Texas Department of Banking and managed the compliance/internal audit division of TIB - The Independent BankersBank, one of the largest bankers' banks in the country.

    Additionally, she has spoken as a webcast/teleconference presenter for ABA, taught a variety of compliance subjects for the Texas Bankers Association (TBA) at their Annual Compliance School, provides compliance seminars for the Center for Financial training (CFT, formerly AIB) and been a speaker/trainer for numerous banks, banking and compliance organizations throughout Texas and New Mexico.

    (requires Windows Media Player and IE).

    CD-ROM includes:
    • Complete presentation (including slides and audio)
    • Written Materials
    • Follow-up Q & A
    You have the right under this license agreement for this CD-ROM to use this presentation on a single-workstation. Use on a network is in violation of the copyright agreements. CD may be used by multiple users at a given institution but may not be placed on a network or in any other multi-user environment.

  • This program was recorded in its entirety in March 2011. The CD-ROM includes program slides, materials (if available) and follow-up Q & A document.

    Add to Cart:

    • Model: cd_ach0311
    • Manufactured by: Glia Group, Inc.

    This product was added to our catalog on Monday 01 May, 2006.

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