Presented by:
Kathleen Blanchard
Enterprise Risk
Management is a favorite topic of banking regulators - and therefore bankers.
Examinations are "risk based." By conducting its own risk assessment, a bank has
the opportunity to put all of the information in front of its primary regulator
before a risk assessment is made without adequate knowledge of processes and
controls.
How does a community bank get started, how do you identify all
activities in all departments, assess the various risks, the likelihood of these
risks and the strength of controls that mitigate those risks? How can a bank
aggregate and present risk as its primary regulator views it? What are your next
steps after completing a bank-wide risk assessment?
This webinar guides
you through the process whether you are using a purchased tool, an in-house
spreadsheet, or database software. The concepts presented will help with any
type of risk assessment. The concepts and process can be used to assess new
product risk before implementation, formalization of risk management at
community banks, or assessing risk in any bank process including those with
required risk assessments such as BSA, OFAC, or CIP
A proactive
bank-wide risk assessment can be a useful tool to:
Evaluate adequacy of policies, procedures, and limits
Assess the effectiveness of internal controls
Identify related risks across the bank
Address identified gaps or weaknesses proactively before they are cited by
regulators
Who Should Attend?
This webinar is
valuable for compliance managers, new risk managers, auditors, and business line
managers responsible for assessing risk in their business
line.
VIEW A
10 MINUTE SAMPLE
(requires Windows Media Player and
IE).
About the Speaker:
Kathleen Blanchard is
a principal with Key Compliance Services, a consulting firm specializing in bank
compliance, CRA and Fair Lending analysis. She has over 22 years of banking
experience at bank's ranging in size from $2 billion to some of the world's
largest banks.
Kathleen has held banking positions ranging from Credit
Analyst, Commercial Lender, Credit Review Officer, Credit Support (workout)
Officer, VP/Credit Officer, VP/Credit Policy and Procedures Manager, VP/Senior
Compliance and Control Manager, SVP/Compliance Manager and FSVP/Risk Manager.
Her extensive experience with commercial and consumer lending,
regulations, policies and procedures and bank wide controls allows her to help
banks to develop workable processes to meet regulatory requirements. She has
established compliance and CRA functions from the ground up and has extensive
policy and procedure and credit risk management experience.
She holds
CRCM and CRP certifications and is a graduate of the ABA National Compliance
School. Kathleen has extensive experience conducting training on many topics and
has presented at conferences on banking topics and Sarbanes Oxley as it relates
to banks. She has written white papers on banking issues and been published in
the ABA Banking Journal and Compliance Week.
CONTACT: You can reach
Kathleen via email at kblanchard@keycomplianceservices.com
CD-ROM includes:
- Complete presentation (including slides and audio)
- Written Materials
- Follow-up Q & A
You have the right under this license
agreement for this CD-ROM to use this presentation on a single-workstation. Use
on a network is in violation of the copyright agreements. CD may be used by
multiple users at a given institution but may not be placed on a network or in
any other multi-user environment.
This product was added to our catalog on Tuesday 27 March, 2007.
