BSA/AML 101: Back to Basics

Presented by:
Patricia Cashman

VIEW A 10 MINUTE SAMPLE
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Maybe you missed a meeting, raised your hand at the wrong time, or possibly you enjoy a challenge and volunteered. However it happened, you find yourself with the new title of BSA/AML officer. Oh, my!

There is certainly no shortage of information on the subject! In fact, there seems to be so much that you are swimming in what seems to be an ocean of forms, procedures, policies, guidelines and acronyms - CTR, SAR, MIL, MSB, USA PATRIOT, C&D. Even the most seasoned BSA/AML officer can feel overwhelmed.

But where do you, the newbie, start? This session will assist you in:

Developing the basic components of a good BSA/AML program

Identifying your program's current status

Avoiding common mistakes

Using the FFIEC's Bank Secrecy Act/ Anti-Money Laundering Examination Manual

WHO?
Who should attend? This session is designed for new BSA/AML or compliance officers and auditors employed by banks, thrifts and credit unions, or those professionals who want a refresher on the basics.

About the Speaker:
Patricia Cashman is a Director in the Financial Services Consulting group of RSM McGladrey, Inc. She is responsible for consumer compliance examinations, Bank Secrecy Act (BSA) and Anti-Money Laundering reviews, compliance and BSA training.

Patricia began her banking career in 1969. She has been the senior operations officer for three Dallas-Ft. Worth area community banks, an assistant examiner for the Texas Department of Banking and managed the compliance/internal audit division of TIB - The Independent BankersBank, one of the largest bankers' banks in the country.

Additionally, Patricia has spoken as a webcast/teleconference presenter for the American Bankers Association (ABA), BankersOnline (BOL) and the Center for Financial Training (CFT), taught a variety of compliance subjects for the Texas Bankers Association (TBA) and ABA at their respective Compliance Schools. She also serves as a BOL GURU and been a speaker/trainer for numerous banks and compliance organizations.

CD-ROM includes:

• Complete presentation (including slides and audio)
• Written Materials
• Follow-up Q & A

You have the right under this license agreement for this CD-ROM to use this presentation on a single-workstation. Use on a network is in violation of the copyright agreements. CD may be used by multiple users at a given institution but may not be placed on a network or in any other multi-user environment.