Regulation O/Loans to Officers/Directors

Table of Contents

1. Purpose and Contents
2. Policy Statement
3. Definitions
4. Regulation O and Related Laws and Regulations
5. Board of Directors and Senior Management Responsibilities
6. Risk Management
7. Duty of Care and Duty of Loyalty
8. Compensation and Benefits Paid to Insiders
9. Extension of Credit
10. General Prohibitions
11. Additional Restrictions on Loans to Executive Officers
12. Unauthorized Extension of Credit
13. Recordkeeping Requirements
14. Public Disclosure
15. Reporting Requirement for Credit Secured by Bank Stock
16. Civil Penalties
17. Audit Policy
18. Staff Training

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