Monday, March 31, 2014



The following articles are featured in the Compliance section:
  • Regs/Requirements for Advertising Checklist
  • Requirements On Sending Business Tax Forms
  • Required to Provide 1099 for $100.00 Promotion?
  • Reg D Restricted Transactions-Online Transfers
  • Where Is Reg D In A Disclosure?
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you could win a $100 Amazon gift card for participating in an industry survey about document management. This is your last chance to participate in a 3-minute survey about your bank's document capture practices. To take the survey and be entered into the drawing for the gift card, click here to take the survey.



The following articles are featured in the Lending section:
  • What Are the Most Common Ways Banks Manage Exceptions?
  • What Type of Exceptions Are Most Difficult to Manage?
  • How Does Staffing and Training Correlate to Exception Management?
  • Can Primary Residence Originate As Agriculture?
  • Charging For Credit Report & Flood Certification
  • Right of Offset to Pay Towards Past Due Payment
  • AG Purpose Loan Have to Be Completed On AG Note?
  • ECOA Valuations of New Dodd Frank-Appraisal Time
you could be missing a critical compliance step if you're sending appraisals to borrowers electronically? The new ECOA Valuations Rule took effect on January 18th, and it specifically mandates that you comply with the E-Sign Act for all electronic deliveries. Click here for a white paper with automated compliance tools.

when data breaches like those at Target and Nieman Marcus happen, you, need to act quickly to protect your customers. Identifying the Common Point of Purchase is critical to containing the fraud and limiting the exposure to your institution and your customers. The experts at Banker's Toolbox have written an in-depth white paper on how to do just that. Click here to download the white paper for free.



The following articles are featured in the Operations section:
  • Documents When Sole Proprietor Dies
  • Hold CC for Reason to Doubt Collectibility
  • Wrong Routing # When Check Scan Is Rejected
conducting Regression Analysis on your loan data is the only definitive way to determine if your institution treats all applicants equally. However, Fair Lending Regression Analysis isn't right for everyone. Download a FREE eBrief, "A Fair Lending Regression Primer" from TRUPOINT Partners to learn how regression is used in Fair Lending compliance.



Read the Current Edition of Tech Talk

The following articles are featured in the Technology section:
  • Top Ten Trends Impacting Bank Technology for 2014 - Part One
there are countless advantages to outsourcing BSA/AML Transaction Monitoring to the experts? Imagine NO MORE transaction monitoring, alerts, caseloads and staffing issues, while creating more time for other responsibilities. Outsource your transaction monitoring to AML RightSource and experience continuous process improvement to increase the effectiveness of your BSA program.



Are you looking for help from other bankers?
Check out the
Bankers' Threads!

Do You Handle Real Estate Appraisal Requests?
Is it an industry practice for compliance to handle ordering appraisals for the lenders in this day and age? This is a one-man-show, staffed by a newbie to compliance in the modern banking world. How does your bank handle real estate lenders' appraisal requests?

Read and weigh in with some helpful information on Do You Handle Real Estate Appraisal Requests? in the General Discussion forum.


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