ComplianceAction Newsletter

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FORGET YOUR PASSWORD?
Editor: Lucy H. Griffin

Board of Advisors:
John S. Byrne, Esq.
Robert P. Chamness
Cliff E. Cook
Phillips G. Gay, Jr.
Barbara Hurst
Richard Insley
Michael D. Maher
Robert G. Rowe, III
Andy Zavoina

Vol. 12, No. 2
February 20, 2007

Executive Editor: Lucy H. Griffin, Esq.

Board of Advisors:
John S. Byrne, Esq. David Battle Robert P. Chamness Phillips G. Gay, Jr.	Barbara Hurst Richard Insley Michael D. Maher Robert G. Rowe, III, Esq. Andy Zavoina

Table of Contents (read Recent Issues)

Advertising: The Sleeper of Compliance Programs (4 Action Steps)
Marketing campaigns designed with compliance considerations raise the opportunity to use compliance to sell.

FDIC's Affordable Loan Prototype (4 Action Steps)
FDIC has designed a prototype loan product with features to benefit both the customer and the lending institution.

Action Training: Marketing With Compliance (Chart)
There are compliance requirements and issues to consider when designing a marketing campaign.

Compliance Notes

Compliance Calendar

In the Editor's Opinion: Suitability or Paternalism?
Keeping the right balance between borrower and lender can make all the difference between paternalism and suitability.

Compliance Q&A

OTS & Consumer Protection
The OTS and other agencies released free guidance on consumer protection issues for National Consumer Protection Week.