ComplianceAction Newsletter

****JavaScript based drop down DHTML menu generated by NavStudio. (OpenCube Inc. - http://www.opencube.com)****

FORGET YOUR PASSWORD?
Editor: Lucy H. Griffin

Board of Advisors:
John S. Byrne, Esq.
Robert P. Chamness
Cliff E. Cook
Phillips G. Gay, Jr.
Barbara Hurst
Richard Insley
Michael D. Maher
Robert G. Rowe, III
Andy Zavoina

Vol. 14, No. 4
March 27, 2009

Executive Editor: Lucy H. Griffin, Esq.

Board of Advisors:
John S. Byrne, Esq. David Battle Robert P. Chamness Phillips G. Gay, Jr.	Barbara Hurst Richard Insley Michael D. Maher Robert G. Rowe, III, Esq. Andy Zavoina

Table of Contents (read Recent Issues)

Managing Compliance: Looking for Efficiencies (5 Action Steps)
Combining policies where multiple laws and regulations have similar purposes is beneficial and more efficient.

Suspicious Activity Reports: To Share or Not to Share? (4 Action Steps)
Disclosure of the existence of a SAR can cost the institution the protection of the safe harbor. FinCEN proposes clarification on the information sharing guidelines.

Training Page: Interagency Guidelines: Establishing Information Security Standards (Chart)
Informating Sharing, CIP and Red Flags go hand in hand. Putting them together into one program is the trick.

Compliance Notes

Compliance Calendar

In the Editor's Opinion: What Good is Compliance?
What goes around comes around. A successful compliance progam results in customer satisfaction which is in turn good for the organization.

Compliance Q&A