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Editor: Lucy H. Griffin

Board of Advisors:
Patti Blenden
John S. Byrne, Esq.
David Battle
Robert P. Chamness
David Dickinson
Phillips G. Gay, Jr.
Barbara Hurst
Michael D. Maher
Robert G. Rowe, III
Andy Zavoina



Welcome to Compliance Action!
Compliance Action is more than a newsletter. You need the best, most accurate information to get your job done. Wouldn't it be nice if you had a top notch team of compliance experts to back you up? Even better, what if you could call when you had a compliance question and speak to one of the industry's top experts? If you're a Compliance Action subscriber you'll have timely compliance articles, guidance, action steps, Q&As, and training tips coming to you 16 times per year (both paper and online access for the same low price).
Sample Issues (.pdf) Check out a sample issue from 2007 Volume 12, Number 13, then please accept our invitation to subscribe to the newsletter that can help you stay up-to-date and in compliance.

Executive editor Lucy Griffin has assembled a team of advisors to research the issues so that you can be prepared for what is ahead with practical advice, checklists, and guidance. As a subscriber, you'll have direct access to the editor (including a toll-free phone number) for those times when you need a direct answer to a compliance question. All this and more at a price that won't break the bank!

Mission Statement

  • To keep your compliance, audit and legal officers and staff up-to-date on regulatory and compliance issues and industry-related techniques.
  • To provide guidance for implementing and managing your compliance program
  • To increase your awareness and understanding of compliance developments
  • To provide you with information that will be useful in communicating compliance information to bank staff
  • To assemble all of the above in a readable, understandable, usable format that can be photocopied and distributed in-house by each subscriber.

George B. Milner, Jr.
Publisher, Compliance Action, Bankers Hotline
Producer, Bankers Video Library
President, Bankers Information Network

Lucy H. Griffin, Esq.
Editor, Compliance Action
President, Compliance Resources, Inc.