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Editor: Lucy H. Griffin

Board of Advisors:
John S. Byrne, Esq.
David Battle
Robert P. Chamness
David Dickinson
Phillips G. Gay, Jr.
Barbara Hurst
Michael D. Maher
Robert G. Rowe, III
Andy Zavoina


Learn More About ComplianceAction

Question: What are you doing without ComplianceAction?
Answer: You're working much too hard.
Solution: Subscribe and get expert compliance guidance that won't break the bank.

Lucy Griffin edits one of the most respected compliance sources in the industry. And it's more than a newsletter. You'll have access to past issues, exclusive access to current articles, and a direct hotline you can use for your compliance questions.

What can you expect?
  • Our Editor and Advisors are the "Who's Who" of compliance: You get advice and information from the best in the business.
  • What to do and when to do it: Each issue includes compliance calendar, showing you several months of upcoming activities, deadlines, and "to do" lists.
  • We'll give you ideas: How to best implement the regs and train your staff.
  • Compliance Officers can ask some really tough questions: And we answer them. Each issue contains a selection of answers to questions you've been asking.
  • Compliance Action makes you look smart: We give you insight. We not only tell you all about developments in compliance, we help you understand the thinking behind them.
  • Stay on top of trends: Be in step with your examiner - or a step ahead.
  • Action Steps help you DO it: Knowing about compliance is one thing - knowing what to do about it is quite another.
  • You get access: The editor and staff are just a phone call or mouse click away.
Read a Letter from the Editor, Lucy Griffin

Who Writes ComplianceAction?


Lucy Griffin is Editor of Compliance Action and President of Compliance Resources, Inc., a company offering compliance support and services to banks. She is also a Senior Associate of Paragon Compliance Group, a company dedicated to providing compliance training. She has more than thirty years of experience working with regulatory agencies and financial institutions. Her extensive work experience with regulatory agencies includes the Federal Home Loan Bank Board, the Board of Governors of the Federal Reserve System, and the Federal Trade Commission. As the manager of the Compliance Division of the American Bankers Association, she worked directly with several of the association's banker committees and with regulatory agencies to identify compliance priorities, and to produce resources and programs. Griffin is a nationally recognized speaker and trainer on compliance topics and is a regular faculty member of ABA's National Compliance Schools.

Lucy was named Compliance Professional of the Year for 2000 and she's assembled the A-list of Compliance Advisors to create each issue.

These banking experts, and others we're not permitted to mention, share expertise, experience, and advice with our readers. We also go frequently to the government agencies to get answers, opinions, or to learn what's new and what's coming at us next. We'll do whatever it takes to bring you correct and timely information with every issue in the effort to help you do your job, stay in compliance, and save you valuable hours.

Subscribers love to tell us what Compliance Action means to them!

Read what people have to say.

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You only need one subscription per office!
There's something else we understand about financial institutions: there isn't a lot of money lying around. Compliance Action has been designed so you can share the issue with others in your office. You'll want to purchase a subscription for each location, but feel free to photocopy and share it within a single office. Be our guest!

Here is what you'll receive if you act now:
  • A subscription to ComplianceAction on your desk 16 times per year.
  • Subscriber access to ComplianceAction.com (and BankersOnline.com) including all the articles and information from the most recent year of ComplianceAction. (available only to subscribers)
  • Permission to duplicate and distribute in-house any of the information contained in the newsletter.
  • A Toll-FREE number to call when a compliance question has you stumped.
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Sample Issues (.pdf) Check out a couple sample issues from early in 2005 Volume 10, Number 1 and Volume 10, Number 2), then please accept our invitation to subscribe to the newsletter that can help you stay up-to-date and in compliance.