Finding a List of Required Policies - Andy Zavoina

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Finding a List of Required Policies
Answer by Andy Zavoina, BOL Guru
Guru BIOS

Question: Do you know of or can you provide a list of regulations/acts/laws that require written policies, for example, BSA.

Answer: For OCC banks, look here. Others should look to your regulator. I suggest you do a search on "required policies," sans quotes, and see other discussions on this. That is where I originally found this link, posted by another user.

There is a big difference between "recommended" and "required." Many urban compliance myths exist about requirements and are better associated with best practices.

There are also sites such as the BOL Tools where templates are available for more than the basic requirements.

First published on BankersOnline.com 10/20/03

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