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#1958501 - 09/02/14 03:11 PM 314(b)
BSAAnonymous Offline
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Joined: Feb 2012
Posts: 165
If a financial institution requests SS #s, DOB, addresses, etc on a 314(b) request, do you provide that info to them? Not sure as to "how much" information you can provide. Thank you.

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BSA/AML/CIP/OFAC Forum
#1958503 - 09/02/14 03:13 PM Re: 314(b) BSAAnonymous
Elwood P. Dowd Offline
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Elwood P. Dowd
Joined: Aug 2001
Posts: 21,939
Next to Harvey
Assuming both financial institutions are registered, I'm not aware of any limitations on what you can provide. Note the discussion in the examination manual about the procedures you should have in place for storing "the other bank's" information securely.
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#1958513 - 09/02/14 03:26 PM Re: 314(b) BSAAnonymous
BSAAnonymous Offline
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Posts: 165
Thank you, Ken.

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#1958541 - 09/02/14 04:18 PM Re: 314(b) BSAAnonymous
Elwood P. Dowd Offline
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Elwood P. Dowd
Joined: Aug 2001
Posts: 21,939
Next to Harvey
It seems gratuitous, but perhaps I should point out you would not discuss previous SAR filing activity...
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In this world you must be oh so smart or oh so pleasant. Well, for years I was smart. I recommend pleasant.

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#1958565 - 09/02/14 04:53 PM Re: 314(b) BSAAnonymous
BSAAnonymous Offline
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Joined: Feb 2012
Posts: 165
Yes, I read it in the examination manual that you cannot disclose whether or not a SAR was filed. Thank you, Ken.

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