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#1965523 - 09/29/14 08:41 PM SSAE16
ahkcompliance Offline
Diamond Poster
Joined: Sep 2008
Posts: 2,474
Midwest
Does anyone have a checklist of items to look for in a SSAE16 report?

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Risk Management
#1965533 - 09/29/14 08:57 PM Re: SSAE16 ahkcompliance
Matt_B Offline
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Matt_B
Joined: Sep 2011
Posts: 1,648
A CU, Where Regs Don't Apply
I have a version that I believe RRJen has expanded on a bit and updated as well. I just shot you an email.

Something to start with at least.
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#1965537 - 09/29/14 09:04 PM Re: SSAE16 ahkcompliance
ahkcompliance Offline
Diamond Poster
Joined: Sep 2008
Posts: 2,474
Midwest
Thanks Matt!

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#1965539 - 09/29/14 09:10 PM Re: SSAE16 ahkcompliance
RR Jen Offline
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RR Jen
Joined: May 2003
Posts: 3,760
Running and riding everywhere ...
I think we tweaked it a little, but the guts are basically what he had.
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I don't need any more negativity in my life...be positive and helpful people or I will kick you in the shins!!!

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#1965545 - 09/29/14 09:32 PM Re: SSAE16 ahkcompliance
ahkcompliance Offline
Diamond Poster
Joined: Sep 2008
Posts: 2,474
Midwest
Thanks!

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#1965673 - 09/30/14 03:17 PM Re: SSAE16 ahkcompliance
osucpa Offline
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Joined: May 2011
Posts: 1,406
You should be comparing the report to the engagement letter for covered items.

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#1968252 - 10/09/14 12:40 AM Re: SSAE16 ahkcompliance
respalawyer Offline
Junior Member
Joined: Jan 2011
Posts: 33
I have a IT checklist & readiness assessment information requests checklist for the SSAE 16 SOC 1 if you need it. These would be for the title insurance industry which is what a growing number of banks/lenders are now requiring of their title agent/underwriter vendors.

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