Loc: Sylacauga, Al, United States
I try to use our agencies worksheets when possible, but sometimes I find them overwhelming. I do have the OCC agency worksheet for this reg on my computer. I will send it to be posted. I also bought a manual from Alex information "Regulatory Compliance Audit Program" that brings the audits to my level of understanding. It was a good investment for me.
Hope this helps you.
Opinions and requests are mine not my employer. This is not legal advice and I am not solicitating for the above company and/or agency.
We also purchased Alex Information's "Regulatory Compliance Audit Program". It is a very good investment. It has extensive compliance audit programs and as Maria said is written is English. Alex eSolutions, Inc., 7000 West William Cannon Drive, Building West Wo, Suite 2230, Austin, TX 78735. 1-800-945-6597. We just completed our Reg B audit using their audit program.
If I basically 1)check adverse action notices for the correct info, 2) check and make sure the correct application was used, 3)make sure the monitoring info was collected, would that pretty much cover the Reg B compliance audit or is more required? Did you sort through the Alex Info Compliance Audit Program and pick out the checklist that applied to ECOA and Reg B? Feeling a little lost, can you tell?