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#373408 - 06/15/05 07:16 PM Phase I exemption
Sound Tactic Offline
Power Poster
Sound Tactic
Joined: Feb 2005
Posts: 5,349
Do banks need to file for businesses listed on a stock exchange TD F 90-22.53?
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BSA/AML/CIP/OFAC Forum
#373409 - 06/16/05 01:53 AM Re: Phase I exemption
rlcarey Online
10K Club
rlcarey
Joined: Jul 2001
Posts: 83,393
Galveston, TX
Yes - See box 10c or 10d.
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