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#391653 - 07/26/05 06:05 PM 314 requests
Anonymous
Unregistered

Does anyone know what the definition of a financial instution is for the purpose of section 314(a) requests. I need to know if non-bank subsidiaries of a BHC are included in this and if they should receive these requests.

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#391654 - 07/28/05 12:22 PM Re: 314 requests
MagicCity Offline

Power Poster
MagicCity
Joined: Apr 2003
Posts: 3,003
Fort Lauderdale, Florida
I do not believe so.
I believe they go only to banks.

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