Regulation W - Transactions between Member Banks and their Affiliates
Subpart A–Introduction and Definitions
Sec. 223.1 - Authority, purpose, and scope. Sec. 223.2 - What is an “affiliate” for purposes of sections 23A and 23B and this regulation? Sec. 223.3 - What are the meanings of the other terms used in sections 23A and 23B and this
Subpart B–General Provisions of Section 23A
Sec. 223.11 - What is the maximum amount of covered transactions that a member bank may enter
into with any single affiliate? Sec. 223.12 - What is the maximum amount of covered transactions that a member bank may enter
into with all affiliates? Sec. 223.13 - What safety and soundness requirement applies to covered transactions? Sec. 223.14 - What are the collateral requirements for a credit transaction with an affiliate? Sec. 223.15 - May a member bank purchase a low-quality asset from an affiliate? Sec. 223.16 - What transactions by a member bank with any person are treated as transactions with
Subpart C–Valuation and Timing Principles under Section 23A
Sec. 223.21 - What valuation and timing principles apply to credit transactions? Sec. 223.22 - What valuation and timing principles apply to asset purchases? Sec. 223.23 - What valuation and timing principles apply to purchases of and investments in
securities issued by an affiliate? Sec. 223.24 - What valuation principles apply to extensions of credit secured by affiliate securities?
Subpart D–Other Requirements under Section 23A
Sec. 223.31 - How does section 23A apply to a member bank’s acquisition of an affiliate that
becomes an operating subsidiary of the member bank after the acquisition? Sec. 223.32 - What rules apply to financial subsidiaries of a member bank? Sec. 223.33 - What rules apply to derivative transactions?
Subpart E–Exemptions from the Provisions of Section 23A
Sec. 223.41 - What covered transactions are exempt from the quantitative limits and collateral
requirements? Sec. 223.42 - What covered transactions are exempt from the quantitative limits, collateral
requirements, and low-quality asset prohibition? Sec. 223.43 - What are the standards under which the Board may grant additional exemptions from the requirements of section 23A?
Subpart F–General Provisions of Section 23B
Sec. 223.51 - What is the market terms requirement of section 23B? Sec. 223.52 - What transactions with affiliates or others must comply with section 23B’s market
terms requirement? Sec. 223.53 - What asset purchases are prohibited by section 23B? Sec. 223.54 - What advertisements and statements are prohibited by section 23B? Sec. 223.55 - What are the standards under which the Board may grant exemptions from the
requirements of section 23B? Sec. 223.56 - What transactions are exempt from the market-terms requirement of Section 23B?
Subpart G–Application of Sections 23A and 23B to U.S. Branches and Agencies of Foreign Banks
Sec. 223.61 - How do sections 23A and 23B apply to U.S. branches and agencies of foreign banks?
Subpart H–Miscellaneous Interpretations
Sec. 223.71 - How do sections 23A and 23B apply to transactions in which a member bank
purchases from one affiliate an asset relating to another affiliate?
Subpart I–Savings Associations—Transactions with Affiliates
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