Audit Action Items Tracking Report
This tracking report form (right click to save the file) provided by Bob Simpson of Machias Savings Bank, will be useful to follow up on those outstanding audit issues. You complete the audit, weaknesses are found and tasks are assigned for corrective action. How are these followed-up on or are they just forgotten until the next audit? Action needs to be taken, and this tool will keep the tasks and accountability on the radar screen until this is done. You may also view this tracking report form as a PDF.
Lori Moore of Citizens Bank Texas, also has a tracking report. She uses Excel and has noted that this is useful for tracking internal/external audits and those comments from regulators where corrective action is also very important. Lori moves the audit issues from the "Outstanding" tab to the "Completed" tab to draw a clear distinction on what is yet to do, and what has been accomplished. Download this Excel document by right clicking this Audit/Exam Tracking Report. You may also view it in PDF form.
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