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Ethics Training for the Board and Senior Management
The board and senior management approve policies and ensure the bank operates at the highest standards. Maintaining ethical standards is a component of this and training is necessary for everyone in the bank. This culture starts with your board and senior management so BOL user Devil Queen has provided a 16 slide PowerPoint that is on point as it covers RESPA, your Code of Conduct, Code of Ethics, Conflicts of Interest and the Bank Bribery Act.
Starting with a RESPA (Section 8) overview, topics you can mention contributing to today's environment of ethical behavoir include Enron, Sarbanes-Oxley, whistleblower provisions and corporate governance. Follow up with a review of conduct, ethics, conflicts of interest and conclude with a presentation of your own policy on this. Some slides already have speakers notes to assist in the presentation.
- Ethics Training - PowerPoint version (You must RIGHT click on the link, save the target to your hard drive, then pull up the saved file in PowerPoint.)
- Ethics Training - PDF version of the slides in "Notes Pages" format.
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