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Compliance Action, Volume 11, Number 1

January 25, 2006

Regulation E: Rules for Payroll Cards (4 Action Steps)

By Lucy Griffin

The FRB's interim final rule for Reg E treatment of payroll cards provides strong consumer protection yet flexibility to financial institutions.

Defining Application: Who Applied and When? (4 Action Steps)

By Lucy Griffin

Many credit-based compliance obligations begin with an application. The lender's challenge can often lie in determining the definition of an application and when it actually occurs.

Action Training: Credit Application (Chart)

By Lucy Griffin

Since everything begins with applications, we kick off this training series on regulatory definitions and how they differ from regulation to regulation with credit applications.

Compliance Notes

Compliance Calendar

In the Editor's Opinion

By Lucy Griffin

Imagine a compliance world with only one definition of "application" and a single definition of covered loan. Unfortunately, our world isn't like that.

Compliance Q & A

Sharing SAR Information

By Lucy Griffin

If you are in a situation where information sharing would be useful or important, your primary concern should be preserving the institution's safe harbor.

Executive Director:
Lucy H. Griffin, Esq.
Board of Advisors:
Patti Blenden
John S. Byrne, Esq.
David Battle
Robert P. Chamness
David Dickinson
Phillips G. Gay, Jr.
Barbara Hurst
Robert G. Rowe, III, Esq.
Michael D. Maher
Andy Zavoina

Compliance Action

Bankers' Hotline

Compliance Action