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Compliance Action, Volume 12, Number 13

October 24, 2007

Enforcement Actions: January 2006 - June 2007 (4 Action Steps)

by Steve Sudhoff

Hundreds of enforcement actions and millions of dollars in penalties issued by the Federal banking regulators each year underscore the financial impact of failure to maintain adequate compliance programs.

What's Hot in Fair Lending? (6 Action Steps)

By Lucy Griffin

The latest on what is hot in fair lending was discussed at the 2007 CRA and Fair Lending Colloquium.

Fair Lending: Beat the Wolf to the Door (Chart)

By Lucy Griffin

Knowing what a fair lending self-assessment should include and how to do it is the key to locating your points of exposure before the examiners find anything.

Compliance Notes

Compliance Calendar

In the Editor's Opinion
Selling v. Service

By Lucy Griffin

Whether your target is selling or providing excellent service, it is fundamentally all about the customer.

Compliance Q & A

Executive Director:
Lucy H. Griffin, Esq.
Board of Advisors:
Patti Blenden
John S. Byrne, Esq.
David Battle
Robert P. Chamness
David Dickinson
Phillips G. Gay, Jr.
Barbara Hurst
Robert G. Rowe, III, Esq.
Michael D. Maher
Andy Zavoina

Compliance Action

Bankers' Hotline

Compliance Action