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Compliance Action, Volume 12, Number 4

April 02, 2007

Privacy: New Notices Proposed (3 Action Steps)

By Lucy Griffin

The proposed new model forms for privacy disclosures by the Agencies is strikingly different from the current models.

OTS Makes CRA Regulations Uniform (3 Action Steps)

By Lucy Griffin

The OTS's revised CRA regulation is crafted so that the institution asset size categories conform to those adopted by the other three banking agencies.

Regulation B: When Spousal Signatures Are Legal (Chart)

By Lucy Griffin

Whether in training or in audits, when the spouse's signature is present on a guarantee, the question of whether it was legally acquired always arises.

Compliance Notes

Compliance Calendar

In the Editor's Opinion
A Theme for Compliance

By Lucy Griffin

Looking at the purpose or spirit of the law is the theme for compliance this year.

Compliance Q & A

Dugan on Risk Management

By Lucy Griffin

The connection between risk management and regulation is addressed by Comptroller Dugan.

New FinCEN Director

By Lucy Griffin

New director named for FinCEN brings a strong background to the job.

Executive Director:
Lucy H. Griffin, Esq.
Board of Advisors:
Patti Blenden
John S. Byrne, Esq.
David Battle
Robert P. Chamness
David Dickinson
Phillips G. Gay, Jr.
Barbara Hurst
Robert G. Rowe, III, Esq.
Michael D. Maher
Andy Zavoina

Compliance Action

Bankers' Hotline

Compliance Action