Skip to content

Compliance Action, Volume 13, Number 6

May 21, 2008

Unfair or Deceptive: New Rules Proposed (4 Action Steps)

By Lucy Griffin

The Agencies proposed rules to regulate unfair or deceptive trade practices represents the first significant rulemaking step to identify and prohibit specific substantive practices.

Overdrafts: Regulation DD and Beyond (4 Action Steps)

By Lucy Griffin

While some consumers have benefitted from the bank paying an overdraft for them, there have been several problems related to overdraft or "bounce protection" programs.

Selling v. Informing

By Lucy Griffin

Every staff member in your institution has an opportunity to inform customers about and promote your institution's mortgage products.

Compliance Notes

Compliance Calendar

In the Editor's Opinion
You Get What You Ask For

By Lucy Griffin

When the industry asks for something, they get it - in the form of rules and guidance.

Compliance Q & A

Pandemic Readiness

By Lucy Griffin

In the event of a global disaster or occurrence, your institution needs to have an overall contingency plan already in place.

Executive Director:
Lucy H. Griffin, Esq.
Board of Advisors:
Patti Blenden
John S. Byrne, Esq.
David Battle
Robert P. Chamness
David Dickinson
Phillips G. Gay, Jr.
Barbara Hurst
Robert G. Rowe, III, Esq.
Michael D. Maher
Andy Zavoina

Compliance Action