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Compliance Action, Volume 15, Number 9

July 26, 2010

Credit Cards: Final Rules on Fees & Penalties (4 Action Steps)

By Lucy Griffin

When assessing credit card penalty fees, there may be a difference between influencing consumer behavior and managing risk.

Compensation and Motivation: Agency Guidance (4 Action Steps)

By Lucy Griffin

Incentive compensation should balance risk and results in a manner that is consistent with safe and sound operation.

Action Training
Mortgage Reform and Anti-Predatory Lending Act: Compliance Issues (Chart)

By Lucy Griffin

The Dodd-Frank Financial Reform Act contains significant changes to mortgage lending rules and disclosures.

Compliance Notes

Compliance Calendar

In the Editor's Opinion
Summertime, and the Livin' Is...

By Lucy Griffin

Instead of slowing down with the lazy days of summer, regulatory compliance today knows no seasons.

Compliance Q & A

Executive Editor:
Lucy H. Griffin, Esq.
Board of Advisors:
Patti Blenden
John S. Byrne, Esq.
David Battle
Robert P. Chamness
David Dickinson
Phillips G. Gay, Jr.
Barbara Hurst
Robert G. Rowe, III, Esq.
Michael D. Maher
Andy Zavoina

Compliance Action