Skip to content

Compliance Action, Volume 16, Number 4

April 18, 2011

Regulation CC: Going Electronic (4 Action Steps)

By Lucy Griffin

The Federal Reserve has proposed amendments to Reg CC to encourage electronic processing of check items and shorten hold periods on deposited funds.

SAR Reporting: CREF? (5 Action Steps)

By Lucy Griffin

FinCEN advises commercial lenders to be on the lookout for increasing incidents of Commercial Real Estate Lending Fraud (a.k.a. CREF).

Action Training
Preventing Commercial Loan Fraud (Checklist)

By Lucy Griffin

There are basic steps in loan documentation commercial lenders can take to help prevent fraud.

Compliance Notes

Compliance Calendar

In the Editor's Opinion
The Difference Between Enforcement and Supervision

By Lucy Griffin

Like children who will go into the cookie jar when no-one's looking, enforcement actions alone aren't enough to deter predatory lenders left unsupervised.

Compliance Q & A

Reg Q: Wherefore Art Thou?

By Lucy Griffin

The Fed is seeking industry comments on the impact eliminating Reg Q under the Dodd-Frank Act will have.

Executive Editor:
Lucy H. Griffin, Esq.
Board of Advisors:
Patti Blenden
John S. Byrne, Esq.
David Battle
Robert P. Chamness
David Dickinson
Phillips G. Gay, Jr.
Barbara Hurst
Robert G. Rowe, III, Esq.
Michael D. Maher
Andy Zavoina

Compliance Action