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Compliance Action, Volume 17, Number 7

June 22, 2012

RESPA: It Takes Two to Tango (3 Action Steps)

By Lucy Griffin

The intent of RESPA is not to prohibit profits but to set forth guidelines within business arrangements between two parties to avoid hidden or unnecessary fees.

Compliance Risk Management: New Product Development (3 Action Steps)

By Lucy Griffin

The drive for new products can push compliance to the back seat. But compliance must play an important role in the development of new products to avoid serious problems down the road.

Action Training
Product Development: Identifying Risks (Checklist)

By Lucy Griffin

An important step in new product development is considering the customer benefit and risk as well as the benefit and risk to the institution.

Compliance Notes

Compliance Calendar

In the Editor's Opinion
Got a Policy on That?

By Lucy Griffin

Examiners seem to think that it is impossible to comply with all facets of a regulation without a policy, but do policies get the job done?

Compliance Q & A

The CFPB Speaks

Deputy Director Raj Date's speech at ABA's 2012 National Regulatory Compliance Conference left compliance managers without a great deal of optimism.

Executive Editor:
Lucy H. Griffin, Esq.
Board of Advisors:
Patti Blenden
John S. Byrne, Esq.
David Battle
Robert P. Chamness
David Dickinson
Phillips G. Gay, Jr.
Barbara Hurst
Robert G. Rowe, III, Esq.
Michael D. Maher
Andy Zavoina

Compliance Action