Compliance Action, Volume 18, Number 12
October 03, 2013
Loan Originator Compensation: Mushroom Cloud? (5 Action Steps)
By Lucy Griffin
The new Loan Originator Rule calls for rethinking and restructuring mortgage loan originator compensation.
Action Training
Mortgage Loan Originators: The Who and The What (Chart)
By Lucy Griffin
The S.A.F.E. Act and the loan originator compensation rules in Regulation Z serve the same purpose but with different goals.
Compliance Notes
- CFPB Modifies Mortgage Rules
- HUD Homeownership Counselor Proposal
- FDIC's Final Rule on Deposits
- CFPB Seeking Listing as Historic Building
- FinCEN and OCC Fine TD Bank
- Another FinCEN Fine
In the Editor's Opinion
What does it take to be a Compliance Manager?
By Lucy Griffin
Being a Compliance Manager today requires myriad skills and knowledge to juggle the responsibilities and tasks as both leader and team member.
Compliance Q & A
Elder Fraud Reporting
Financial institutions have an obligation and the right to report suspected elder abuse.
- Executive Director:
- Lucy H. Griffin, Esq.
- Board of Advisors:
- Patti Blenden
John S. Byrne, Esq.
David Battle
Robert P. Chamness
David Dickinson
Phillips G. Gay, Jr.
Barbara Hurst
Robert G. Rowe, III, Esq.
Michael D. Maher
Andy Zavoina
Compliance Action
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