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Compliance Action, Volume 18, Number 16

January 08, 2014

UDAAP Rises Again (3 Action Steps)

by Lucy Griffin

Several regulatory agencies have reached settlement agreements involving both restitution and civil money penalties with American Express for unfair and deceptive marketing practices.

Managing Vendors (5 Action Steps)

By Lucy Griffin

When it comes to fair and non-deceptive treatment of customers, a third-party vendor must be in full compliance with all applicable laws and guidance.

Action Training
Exemptions and the Conditions Attached (Chart)

By Lucy Griffin

The new Regulation Z changes things up a bit, even when it comes to figuring out what is covered and what isn't.

Compliance Notes

Compliance Calendar

In the Editor's Opinion

By Lucy Griffin

Being a compliance manager today feels akin to a dollop of paint thrown against the wall.

Compliance Q & A

Indirect Fair Lending

Fair lending programs must monitor and evaluate the actions of any party bringing the loan business to the insitution.

Executive Director:
Lucy H. Griffin, Esq.
Board of Advisors:
Patti Blenden
John S. Byrne, Esq.
David Battle
Robert P. Chamness
David Dickinson
Phillips G. Gay, Jr.
Barbara Hurst
Robert G. Rowe, III, Esq.
Michael D. Maher
Andy Zavoina

Compliance Action

Bankers' Hotline

Compliance Action