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Compliance Action, Volume 19, Number 12

October 06, 2014

Servicing: Enforcement is Up and Running (4 Action Steps)

By Lucy Griffin

The new servicing rules took effect in January 2014 and enforcement actions by the CFPB are underway.

CRA: The Importance of Commercial Lending (6 Action Steps)

By Lucy Griffin

Commercial lenders are becoming central to CRA programs and performance. The big question now becomes what those commercial lending and service activities should be.

Action Audit
Setting Priorities Based on Risk (Chart)

When it comes to regulatory compliance, change is constant. Managing a compliance program involves prioritizing the riskiest issues.

Compliance Notes

Compliance Calendar

In the Editor's Opinion
What Should Regulations Do?

By Lucy Griffin

While regulations should provide effective clarification and specificity, they often focus too much on what to do and too little on how to do it.

Compliance Q & A

Executive Director:
Lucy H. Griffin, Esq.
Board of Advisors:
Patti Blenden
John S. Byrne, Esq.
David Battle
Robert P. Chamness
David Dickinson
Phillips G. Gay, Jr.
Barbara Hurst
Robert G. Rowe, III, Esq.
Michael D. Maher
Andy Zavoina

Compliance Action