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Compliance Action, Volume 19, Number 2

February 20, 2014


CFPB Supervises Mortgage Servicing (5 Action Steps)

By Lucy Griffin

Making it clear that "supervision" really means "enforcement," problems it found in mortgage servicer examinations were the focus of the CFPB's winter edition of its quarterly "Supervisory Highlights."

Examinations: CFPB's New Approach (3 Action Steps)

By Lucy Griffin

The CFPB is taking a new approach to examinations, exit meetings, and reports that will impact how institutions should manage their compliance examinations.

Action Training
Surviving the New CFPB Exam (Steps)

By Lucy Griffin and Patti Blenden

Although the CFPB quietly announced its strategy to reduce the available information documenting the results of their examination, those examined by the CFPB should pay close attention.

Compliance Notes

Compliance Calendar

In the Editor's Opinion
Supervision or Cop on the Block?

By Lucy Griffin

The CFPB's pronouncements about enforcement action get a lot of attention, but is enforcement vs supervision effective in preventing future abuse?

Compliance Q & A

Executive Director:
Lucy H. Griffin, Esq.
Board of Advisors:
Patti Blenden
John S. Byrne, Esq.
David Battle
Robert P. Chamness
David Dickinson
Phillips G. Gay, Jr.
Barbara Hurst
Robert G. Rowe, III, Esq.
Michael D. Maher
Andy Zavoina

Compliance Action