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Compliance Action, Volume 21, Number 14

December 19, 2016

A Picture is Worth a Thousand Words (4 Action Steps)

by Carl Pry and Patti Blenden

Retaining copies of photo IDs may be helpful from a security standpoint, but could present compliance risks in other areas.

Military Lending Act Hotspots (3 Action Steps)

by Patti Blenden

Expanded protections for consumer credit products under the MLA became effective in October this year, and others become effective next October. In reviewing these changes, watch out for the hot spots.

Action Training
Cybersecurity Regulation and Guidance (Chart)

by Patti Blenden

Several recent cybersecurity enforcement actions provide insight into what type of cybersecurity program federal regulators expect financial entities to have in place.

Compliance Notes

Compliance Calendar

In the Editor's Opinion
Compliance, Legal or Litigation Risk?

by Patti Blenden

New significant and complex banking laws and regs, dramatically different interpretations of long-standing laws and rules, and an increase in enforcement actions and court decisions have led to the rise in compliance, legal and litigation risks.

Compliance Q & A

Patti Blenden
Executive Editor:
Lucy H. Griffin, Esq.
Board of Advisors:
John S. Byrne, Esq.
Cliff E. Cook
David Dickinson
Phillips G. Gay, Jr.
Michael D. Maher
Carl G. Pry
Robert G. Rowe, III, Esq.
Andy Zavoina

Compliance Action

Bankers' Hotline

Compliance Action