Compliance Action, Volume 21, Number 16

SARs for Cyber-Events (4 Action Steps)

by Patti Blenden

Financial institutions are valuable partners for law enforcement in mitigating fraud, combatting money laundering, and tracking down criminals who commit a wide range of additional crimes through the timely and effective reports of SARs.

Card Dispute Resolution: Merchant Disputes or Regulatory E Errors? (2 Action Steps)

by Patti Blenden

The end of the holiday season ushers in a New Year – and an increase in card disputes.

Action Training
Selected Periodically Adjusting Compliance Thresholds as of January 1, 2017 (Chart)

by Patti Blenden

We have compiled key compliance thresholds triggering coverage or exclusion from various rules and regulations to consider when planning your 2017 policies and procedures.

Compliance Notes

• IRS Issues 2017 Mileage Rates
• GSEs HAMP Successor
• CFPB Reg C & Z Thresholds
• EEOC Guidance on National Origin Discrimination
• Fed Triennial Survey: Noncash Payments Increasing

Compliance Calendar

In the Editor's Opinion
True Grit

by Patti Blenden

With the ongoing challenge of complying with ever-changing laws and regulations, a true grit approach is needed to trudge through the world of compliance in the year ahead.

Compliance Q & A

• Customer Claim for Card Charges by Non-Customer
• Requirements for Reg O Recordkeeping