Skip to content

Compliance Action, Volume 22, Number 3

April 25, 2017

Getting Into the Weed (2 Action Steps)

by Robert Rowe, III, Esq.

With all the controversy surrounding legalized marijuana, banks who service marijuana-related businesses risk getting caught in the crossfire when money laundering violations occur.

Credit Scores and UDAP (2 Action Steps)

by Lucy Griffin, Esq.

Recent enforcement action taken by the CFPB against Experian highlights how confusing financial products and services are to most consumers, and provides some lessons for financial institutions.

Action Training
Regulation E Error Resolution Timing (Chart)

by Patti Blenden

Resolving consumer EFT errors or disputes is challenging. We've provided a quick reference guide that can help your staff comply with the associated deadlines.

Compliance Notes

Compliance Calendar

In the Editor's Opinion
Airplanes and Compliance

by Lucy Griffin

The recent United Airlines overbooking scandal is a prime example of what happens when a company's policy or practices overlook the needs of the customer.

Compliance Q & A

Patti Blenden
Executive Editor:
Lucy H. Griffin, Esq.
Board of Advisors:
John S. Byrne, Esq.
Cliff E. Cook
David Dickinson
Michael D. Maher
Carl Pry
Robert G. Rowe, III, Esq.
Meg Sczyrba
Andy Zavoina

Compliance Action

Bankers' Hotline

Compliance Action