Compliance Action, Volume 22, Number 4

BSA Personal Accountability (3 Action Steps)

by Patti Blenden

The success of an institution's BSA/AML compliance program depends on its leadership and staff understanding the purpose of its BSA/AML efforts and how its reporting is used.

New HMDA 2018 Loan Volume Thresholds (3 Action Steps)

by Patti Blenden

The new Home Mortgage Disclosure Act (HMDA) reporting rules coming in January will include a new set of thresholds to determine HMDA-reportable status.

Action Training
2018 HMDA Reporters (Chart)

by Patti Blenden

The new HMDA rules will have greatly expanded data fields for reporting closed-end covered mortgage loans, open-end covered mortgage loans, or a combination of both.

Compliance Notes

• Your Role is Important!
• 2017 HMDA Submission
• CFPB HMDA Tools

Compliance Calendar

In the Editor's Opinion
The Loss of a Compliance Guru

by Lucy Griffin, Esq.

We at Compliance Action lost a colleague and good friend when the financial industry lost one of its founding fathers of compliance.

Compliance Q & A

• Digital Wallets and Lost Access Devices
• Dispute Denial for Untimely Notice