Compliance Action, Volume 22, Number 5

Third-Party Relationships: Managing the Risks (3 Action Steps)

by Lucy Griffin, Esq.

Services offered by third parties have become more varied and complex in recent years. The OCC issued a bulletin to reinforce the importance of managing third parties and providing guidance for managing third-party risk.

Fair Lending: The Latest Developments (3 Action Steps)

by Lucy Griffin, Esq.

Regulators are constantly working up new techniques and theories in fair lending, and other compliance areas. Tracking developments in all of the regulatory agencies can help you see what's new and what may be on the horizon.

Action Training
Treasury Regulatory Reform Recommendations (Chart)

by Patti Blenden

The Treasury is recommending significant changes to the financial system consistent with the presidential Executive Order's Core Principles. We've provided a summary of the recommendations impacting regulatory compliance.

Compliance Notes

• CFPB's State of Unrest
• ATR and Downpayments
• Escrow Problems
• Proxies in Fair Lending

Compliance Calendar

In the Editor's Opinion
Baby Steps to Build the Future

by Lucy Griffin

At the recent "National Bank On Conference" FDIC Chairman Gruenberg raised some interesting issues related to the future of banking that are closely related to compliance.

Compliance Q & A

• TCPA Compliance and Auto-Dialers