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Compliance Action, Volume 24, Number 2

June 28, 2019

Contracts for Compliance

By Lucy Griffin, Esq.

When selecting and contracting with third parties, there are four essential steps: risk assessment, due diligence, contract structure and review, and oversight.

Checklist for Contract Compliance Review

By Lucy Griffin, Esq.

This checklist can be used as a tool for evaluating contracts for elements of FDIC FIL-44-2008.

Action Training
Supervisory Highlights - A Smorgasbord of Training Ideas

By Nancy Castiglione, CRCM

The CFPB periodically publishes Supervisory Highlights that describe recent examination issues, both regulatory violations and unfair or deceptive, or abusive acts or practices. These publications are chock full of great training ideas.

Two HMDA Proposals Up for Discussion

By Nancy Castiglione, CRCM

The CFPB is floating a couple of proposals for comment on changes to HMDA/Regulation C.

Compliance Calendar

In the Editor's Opinion
Change for Goodness Sake

By Nancy Castiglione, CRCM

Change is sometimes necessary. But in the compliance world it sometimes feels like changes are implemented just because it seems like the right time to make a change.

Compliance Notes

Compliance Q & A

Compliance Online
FDIC Exam Processing Update

The FDIC reports that it is meeting its Consumer Compliance Exam Turnaround and Exam Report Processing Time goals...most of the time.

Nancy Castiglione
Editor Emeritus:
Lucy H. Griffin, Esq
Board of Advisors:
John S. Byrne, Esq.
Cliff E. Cook
David Dickinson
Julie A. Gliha
Carl G. Pry
Susan A. Rich
Robert G. Rowe, III, Esq.
Meg Sczyrba
Andy Zavoina

Compliance Action

Bankers' Hotline

Compliance Action