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Compliance Action, Volume 25, Number 11

March 28, 2021

COVID-Caused Suspicious Activity

By Nancy Castiglione, CRCM

FinCEN has issued multiple COVID-related advisories and notices that are mainstays of anti-money laundering compliance monitoring, maybe with a slightly new twist.

Action Training
Changing Terms on Consumer Deposit Accounts

By Nancy Castiglione, CRCM

When changing terms on existing products and services, it is important to implement a compliance plan to address the regulatory requirements for consumer notifications and fulfillment.

Sex Discrimination to Include Sexual Orientation and Gender Identity

By Nancy Castiglione, CRCM

The ECOA and Regulation B prohibit discrimination on the basis of sex. The CFPB announced an Interpretive Rule that makes it clear that the prohibited basis of sex includes sexual orientation and gender identity as well as gender.

Compliance Calendar

Risk Assessing a Yo-yo

By Nancy Castiglione, CRCM

Keeping up with current policy and regulation changes in today's changing regulatory environment is like risk accessing a yo-yo.

Compliance Notes

Questions & Answers

Compliance Online
Cannabis Job Aid

Nancy Castiglione, CRCM
Editor Emeritus:
Lucy H. Griffin, Esq.
Board of Advisors:
John S. Byrne, Esq.
Cliff E. Cook
David Dickinson
Julie A. Gliha, MBA
Carl G. Pry
Susan Rich
Meg Sczyrba
Robert G. Rowe, III, Esq.
Andy Zavoina

Compliance Action

Bankers' Hotline

Compliance Action