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Compliance Action, Volume 25, Number 12

April 28, 2021

Fair Debt Collection Practices Regulation

By Nancy Castiglione, CRCM

Consumer watchdog agency CFPB has been busy making headlines on the subject of fair debt collection practices.

Model Risk Management
Applicability to BSA/AML Compliance Monitoring

By Nancy Castiglione, CRCM

The banking agencies released a joint statement discussing how their existing supervisory guidance on model risk management applies to Bank Secrecy Act/Anti-Money Laundering “models” or compliance monitoring systems.

Compliance Calendar

Proclamation Puzzle

By Nancy Castiglione, CRCM

When there is an important date or national celebration, presidential proclamations are not always the best source of reminders.

Compliance Notes

Action Training
Anti-Boycotting Regulations and International Letters of Credit

By Nancy Castiglione, CRCM

Anti-boycott regulations prohibit U.S. Persons - and financial institutions - from participating in economic boycotts of countries that are friendly to the U.S. Make sure you know what those countries are if you offer letters of credit or have customers with international business operations.

Questions & Answers

Compliance Online
National Day Calendar

Nancy Castiglione, CRCM
Editor Emeritus:
Lucy H. Griffin, Esq.
Board of Advisors:
John S. Byrne, Esq.
Cliff E. Cook
David Dickinson
Julie A. Gliha, MBA
Carl G. Pry
Susan Rich
Meg Sczyrba
Robert G. Rowe, III, Esq.
Andy Zavoina

Compliance Action

Bankers' Hotline

Compliance Action