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Compliance Action, Volume 26, Number 4

August 31, 2021

Regulation
Commenting on Regulatory Proposals (7 Action Steps)

By Nancy Castiglione, CRCM

Regulators rely on the feedback of industry stakeholders via comments on regulatory proposals. Recognizing the need to improve the federal regulatory comment process, ACUS recently issued a series of recommendations for an improved regulatory comment process.

Internal Controls
Taking a Second Look (6 Action Steps)

By Nancy Castiglione, CRCM

Having a second review or second look program in place serves as an important internal control function.

Action Training
Signage and Notice Addresses

By Nancy Castiglione, CRCM

The OCC has updated notice of address and contact information for some of its regulatory notices and signage.

Compliance Calendar

Editorial
Go or No-Go Scenario Planning

By Nancy Castiglione, CRCM

In today's evolving regulatory environment, when planning to implement a new regulation, it is equally important to incorporate a no-go (or rescission) scenario.

Compliance Notes

Questions & Answers

Compliance Online
Equal Housing Opportunity Logos

Editor:
Nancy Castiglione, CRCM
Editor Emeritus:
Lucy H. Griffin, Esq.
Board of Advisors:
John S. Byrne, Esq.
Cliff E. Cook
David Dickinson
Julie A. Gliha, MBA
Carl G. Pry
Susan Rich
Meg Sczyrba
Robert G. Rowe, III, Esq.
Andy Zavoina

Compliance Action