Comments due on Treasury request for Reg Reform Agenda info
07/31/2017
Status:
The Treasury Department today published a request for information inviting members of the public to submit views and recommendations for Treasury Department regulations that can be eliminated, modified, or streamlined in order to reduce burdens, in furtherance of the Regulatory Reform Agenda outlined in Executive Orders 13771 and 13777. Comments are due by July 31, 2017.
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Specially Designated Nationals List (SDN)
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Penalties View All
$12,416
Prairie State Bank and Trust
Issued by FDIC
$9,600
Gibsland Bank & Trust Company pays $9,600 Flood penalty
Issued by FDIC
$10,800
Southwest Capital Bank pays $10,800 flood penalty
Issued by FDIC
$7,000
Bank of Holly Springs pays $7K in flood penalties
Issued by FDIC
$5,000
Sussex Bank pays $5,000 Flood Act penalty
Issued by FDIC
$49,000
MyBank pays $49K for flood violations
Issued by FRB
$15,000
The First State Bank of Dongola
Issued by FRB
$16,000
BoNY Mellon pays $16,000 for flood violations
Issued by FRB
$12,000
Bank of Fayette County pays flood insurance penalty
Issued by FRB
$14,000
Clear Mountain Bank pays $14,000 Flood Act penalty
Issued by FRB
$207,245.00
PNC Bank, NA pays for flood violations
Issued by OCC
$35,000
First Federal Savings & Loan Assn
Issued by OCC
$452,000
Citibank, N.A.
Issued by OCC
$183,920
U.S. Bank, National Association
Issued by OCC
$87,500
Colonial Savings, FA
Issued by OCC
$15 million
UBS Financial paying $15M for AML failures
$598 million
U.S. Bank NA paying $598M for BSA/AML failings
$8 million
Artichoke Joe's Casino to pay $8M BSA/AML CMP
Issued by FinCEN
$2 million
FinCEN fines Lone Star National Bank $2 million
Issued by FinCEN
$7 million
Merchants Bank of California, N.A.
$190,000
Banamex bankers get CMPs and prohibitions
Issued by FDIC
$40,000
TSB Bank pays CMP for CTR filing violations
Issued by FDIC
$140M
Banamex USA, Century City, CA
Issued by FDIC
$4.5M
Bank of Mingo, Williamson, West Virginia
$15M
First Bank of Delaware
$15 million
U.S. Bancorp pays $15M for BSA/AML failures
Issued by FRB
$29 million
Mega International Commercial Bank pays $29M BSA penalty
Issued by FRB, State Agency
$41 million
Deutsche Bank AG to pay $41M penalty for AML deficiencies
Issued by FRB
2.05B
JPMorgan Chase Bank, N.A.
Written Agreement
M&T Bank Corporation and Manufacturers & Traders Trust Company
Issued by FRB
$100 million
Capital One CMP for BSA/AML deficiencies
Issued by OCC
$100,000
Former private banker banned and fined $100K for AML violations
Issued by OCC
$50,000
Gibraltar Private Bank execs get BSA CMPs
Issued by OCC
$5,000
Former Carson, CA bank director fined $5,000
Issued by OCC
$70,000
Former bank EVP/director banned and fined
Issued by OCC
$12,500,000
Bank of China NY Branch gets BSA fine
$1,300,000
Aegis Capital assessed $1.3 million for SAR filing failures
$16.5 million
FINRA fines Credit Suisse Securities $16.5M for AML faults
Issued by FINRA
$300,000
Albert Fried & Company pays for SAR failures
Issued by SEC
$17 million
Brokers to pay $17 million for AML failures
Issued by FINRA
$20,000
Prohibition order and $20K fine for Texas banker
Issued by OCC
$53,966,916.05
Société Général S.A. settles with OFAC for $54 million
Issued by OFAC
$81.3 million
Fed fines Société Générale S.A. $81.3 million for OFAC violations
Issued by FRB
$5,263,171
Chase settles OFAC allegations for $5.3 million
Issued by OFAC
$5,000
SC banker fined and banned for fraudulent lending
Issued by FDIC
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