Most Popular Compliance Content
Compliance actions when violations are found
02/12/2023
What action steps are needed when we find a severe or frequent violation?
Benefits of effective exception management
02/05/2023
What are some potential benefits of implementing an effective exception management program?
Tenants Notice of Foreclosure
02/05/2023
With foreclosures of 1-4 family properties, including condos, is the bank required to give the 90-day Notice to Vacate under the Protecting Tenants at Foreclosure to all tenants, even if the bank has no plans to evict them?
Adding Owners CDs
01/29/2023
We have a CD that the customer wants to add a joint owner to in mid-term of the CD. I am thinking we should issue in lieu of since we are technically changing ownership. Others think we should just re-write the CD adding the joint owner while keeping everything else the same. What is your recommendation and why?
Reg CC Holds on Treasury Checks
01/29/2023
Can a US Treasury check be placed on a funds availability hold and for how long?