Most Popular Compliance Content
Who Does The Most Compliance?
02/01/1999
We don't usually think of compliance as a competition. But because compliance is risk-based, it is important to risk management to know who does compliance and how much they do.
Question & Answer
02/01/1999
Question:Our examiner criticized us for not having a formal KYC policy.
How Examiners Spend Their Time
02/01/1999
Examiners are spending more time on CRA and Fair Lending than they have in previous years.
Question & Answer
12/01/1998
Question: Our auditor wrote up several of our branches for placing incorrect holds.
Reasons For Denial: What Works?
12/01/1998
ECOA requires creditors to give the applicant the reasons for denial. Ever since ECOA when into effect, there have been disputes about what constitutes a valid reason.