Most Popular Compliance Content
And We Wonder Why Customers Get Angry!
12/01/1999
Imagine a Congress person's spouse or child who has a checking account balance of $125. They write 2 checks totaling $101.50, and then make a deposit on Saturday of $50.
Let Them Eat Cake!
12/01/1999
This editorial is by a guest author, a compliance manager who, for rather obvious reasons, has chosen to remain anonymous!
Question & Answer
12/01/1999
Question: Does the Regulation CC hold notice have to show the address of the branch where the deposit was made and the hold placed?
Indebtedness Reports - In the Mail
12/01/1999
Along with all the holiday cards you are receiving, watch for form FFIEC 004 - the form for the "Report of Indebtedness by Executive Officers and Principal Shareholders." Stuff it in the holiday ca
Another HMDA "Small" Rule
12/01/1999
Most banks reporting HMDA data must do so electronically. Only those banks reporting 25 or fewer transactions may submit paper-based reports.