Most Popular Compliance Content
Audits and document management
10/22/2023
How are audits impacted by a financial institution’s document management processes?
Beneficial Owners with Substantial Control—how many?
10/22/2023
Will there be more than one substantial control person for a company?
Who can access beneficial ownership database?
10/22/2023
Who can access our customer’s information? And when on this national database?
Mobile deposits and funds availability
10/22/2023
Are mobile deposits subject to our credit union’s funds availability policy?
TRID disclosure error, correctible?
10/22/2023
The list of service providers we gave out has a mistake on it, The lender inadvertently put two providers in one box, One of these providers is an affiliate, the other provider is a third party, The contact information for the third party is right, but how the providers name is displayed as lenders affiliate-third party, would this be an issue? My concern was it would hinder borrowers ability to shop, also an affiliated business disclosure would be required. What are your thoughts?