Most Popular Compliance Content
Security Cameras and Customer Privacy Issues
09/01/2019
Is there any regulation or best practice that says the fact that a person is a customer of a particular bank is private information? My local police department is wanting continual access to my exterior cameras to help them fight crime. I am concerned about privacy issues for customers (among other things).
Guardian Add joint/Authorized Signers-Court Order?
09/01/2019
May the Guardian of an account add joint and/or authorized signers to a guardian account without a court order?
Callbacks for Online Auto-Enrollments?
09/01/2019
Are other banks performing callbacks for customers completing online auto-enrollments? If not, what are the controls for preventing fraud?
Cash Deposit Over 10,000 Into Deceased Estate Acct
09/01/2019
We received a cash deposit exceeding $10,000 into a deceased person's estate account (personal checking). The executor is an authorized signor on the account. Will the Benefactor for the transaction be the deceased? Will the executor be listed on the CTR as well? Note- the executor was not the transactor.
Timing Requirement to Return Counterfeit Cashier?
09/01/2019
Is there a timing requirement to return a Cashiers Check that is counterfeit?