Latest Compliance - Documentation Topics

Loan Assistant to Support Document Collection Efforts

04/25/2021

Should loan assistants help ongoing efforts to collect missing documents from customers?

Opening Professional Limited Liability Company

08/25/2019

We have a customer wanting to open an Professional Limited Liability Company. What should the bank get for documentation? Do we need the Admission to Transact Business and Articles of Organization?

Standard Document Retention Schedule Exist?

07/29/2018

Does a standard document retention schedule exist for banks to use as a guideline​?

Audit and Exam Prep Challenges

01/04/2016

What is the biggest challenge pertaining to audits and exams?

Loan Imaging Software: Market Penetration among Community Banks?

11/15/2015

Loan imaging software: What's its market penetration among community banks?

Bank Tickler: What to Look for?

10/25/2015

Bank tickler: what to look for?

How Does Electronic Exception Tracking Work?

10/11/2015

How does electronic exception tracking work?

Can We Accept Loan Signatures on an iPad?

10/04/2015

Can we accept loan signatures on an iPad?

Formal Document Retention Policy

09/27/2015

Do we need a formal document retention policy?

Should Our Compliance Department Be in Charge of Updating Our Retention Policy?

09/20/2015

Should our compliance department be in charge of updating our retention policy?