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Vendor Guru Q&A - Compliance

FDIC Banker Resource Center

Comptroller’s Handbook

Comptroller’s Handbook Series

OCC Examiners

Timeline of OCC Regulatory and Supervisory Responses to COVID-19

Document Management and Dormant Accounts

Latest Compliance - Fair Housing Topics

Is a loan application always required?

03/03/2003

Are there any situations in which a loan application would not be required either by bank policy or regulation?

COMPLIANCE CALENDAR

03/01/2003

MARCH

Data Collection: It's an Idea Past Its Prime

03/01/2003

The Federal Reserve has spoken. Monitoring data may only be collected under controlled circumstances and for purposes of self-analysis.

COMPLIANCE CALENDAR

02/01/2003

FEBRUARY

COMPLIANCE CALENDAR

02/01/2003

April
New Regulation W takes effect for transaction as of or after this date.

Annual policy reviews

02/01/2003

Annual Policy Reviews

Make Training a Game

01/27/2003

by Mary Beth Guard, BOL Guru

Compliance Calendar

12/01/2002

JANUARY

If You Are Sued For Discrimination

05/10/2002

by BOL Guru Sam Ott

FBI on Civil Rights?

03/01/2002

If you are looking for a fresh source of information on discrimination and civil rights enforcement practices, visit the FBI's website. It's easy.

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Premium Content View All

Policies: What, Where, When, Why & How?

No matter what document or guidance you pick up, it seems to mention - or require - policies.

Fair Lending: Countrywide's Primer

The U.S. Department of Justice has reached an historic settlement with Bank of America, for violations of fair lending laws committed by Countrywide.

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Most Popular Compliance Content

FCRA – Permissible Purpose

01/24/2021

Why is a permissible purpose needed to get someone’s credit report?

Comptroller’s Handbook Series

01/24/2021

How is the Comptroller’s Handbook organized?

FDIC Banker Resource Center

01/17/2021

What is the FDIC Banker Resource Center?

Comptroller’s Handbook

01/17/2021

What is the Comptroller’s Handbook?

Availability for Large Check Split b/w Accounts

01/17/2021

If a large not-on-us check was split between a new savings account and an existing checking account, (not the ideal scenario) would you split the availability of the $5,525.00 on the 2nd business day between the two accounts and make the balance available on the 9th business day?

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