03/17/2003
We are in the process of developing a more comprehensive IT/Information Security policy for our growing institution. What recommendations can you make regarding content that will insure compliance with regulators? Are you aware of any sample policies that meet regulatory criteria that we can refer to for guidance? We are most interested in sucessful ways of incorporating GLBA requirements.
12/02/2002
When a merchant calls to verify funds on a closed account can we tell them that the account is closed?
09/02/2002
On an individual account for a son where the mother is an authorized signer what rights does the mother have on the account. My concern is that the son is going to war but does not want to make the mother a joint owner, with GLBA what in mind can the authorized signer receive statements, balance, information, etc.?
04/01/2002
Where's a good source for obtaining the basic knowledge needed for a novice to conduct an audit for the areas electronic banking and Internet banking?
09/21/2001
INTERAGENCY RESPONSES TO ABIA AND ABA QUESTIONS ON THE INSURANCE SALES PRACTICES REGULATION
Scope of the Regulation
08/06/2001
Under the new privacy regulations, in the event that two banks merge, is it permissible for the acquiring bank to contact customers (prior to the merger) that have deposit accounts at both banks, where the aggregate balance of the dualcustomer's combined depository accounts will/may exceed FDIC insurance coverage, to inform them of their options regarding FDIC insurance? This process will require the acquiring bank to use nonpublic information from the target bank.
08/06/2001
Are there any sources or sample policies and procedures for the written Information Security Program required (or strongly suggested the examiners have already asked about it!) with the GLBA provisions.