Most Popular Compliance Content
Oral Disputes Allowed
08/06/2023
Are financial institutions required to have a cardholder sign a dispute letter when filing a Reg E dispute on a debit card, or can a dispute be filed verbally and with no signature?
Risk assessments, controls, templates
08/06/2023
When you look at risk assessment templates, do you typically see inherent risk with granular controls for each? Or in the alternative are you seeing a shift to stating the inherent risk with an overall residual risk statement, and less granular controls narrative?
Signatory for Corporate Accounts
07/30/2023
For corporate accounts, can anyone other than the Secretary sign a Signature Card resolution? The Secretary is not always available to sign and I'm curious if another officer of the corporation can sign?
What is reverse redlining?
07/30/2023
What is reverse redlining?
What is a redlining analysis?
07/30/2023
What is a redlining analysis?